

Step 1
GET CONTRACTED
Get appointed with our core carriers to begin writing business.
Obtain Errors and Omissions (E&O) Insurance
- This insurance helps to protect against claims arising from the sale and servicing of insurance products. E&O insurance is required to contract with most of our carriers.
- Equis Financial has a special group pricing arranged with 360 Coverage Pros. They will set up monthly installments for this coverage.
- Save a PDF copy of your coverage certification.
Complete Required Anti-Money Laundering (AML) Certification
- Complete the REQUIRED AML certification course (Free). You must have the RegEd AML only, no other AML will be accepted.
- Select the "Opt-out of CE credits" option, this AML course cannot be applied towards CE credits. Upon completing the course take a screenshot, save it, and convert it as a PDF for the upcoming steps.
Gather and Convert Required Documents
Gather and convert the following documents as individual PDFs:
- Copy of driver's license
- Copy of state insurance license(s)
- Voided Check (# must be over 100 or Bank Deposit Letter)
- E&O Insurance Certificate
- AML Certificate
Complete Your Background Questions
- Insurance carriers require a completed background profile before processing your contracting application.
- Upload all of the PDF required documents from the previous step into your background profile.
- Make sure to provide a detailed explanation of any "YES" answers.
Optional: Apply for Non-Resident Licenses
- Once you've signed off on carrier contracts, it's time to add any additional state licenses recommended by your manager.
- Utilize Sircon to apply for non-resident licenses.
- Once approved, email each state license to agentadmin@equisfinancial.com so they can update your profile.
- Please note that adding additional state licenses will not hold up your ability to start helping families! You can begin writing in your resident state first before your non-resident states get approved.